Broker Check
Ann Mikols

Ann Mikols

LPL Registered Principal

Ann is the compliance officer for the office.  She has over 33 years experience in the financial services industry, half that time as an advisor and half as a registered principal in operations and compliance. The last 11 years she practiced as an LPL Principal Examiner in Branch Exams. She is tasked with practice compliance and advises on new regulatory and LPL policy changes. Bob is pleased to have Ann help provide guidance and useful information for navigating LPL’s complexities.